SIGINT: Signal Intelligence (Red.)
Balloon Shoot-Down Reveals New Insights On U.S., Chinese
Capabilities
Steve Trimble Guy
Norris February 09, 2023
A photo of the Chinese
balloon over Modoc, Illinois, on Feb. 3 reveals potentially breakthrough design
features for ultra-long-endurance, lighter-than-air systems.
Credit:
Frank Melliere
More than two years before a U.S. Air Force F-22 shot down a Chinese spy
balloon off the coast of South Carolina on Feb. 4, Zheng Zhenfeng, an employee
for Taiwan’s weather service, photographed a similar object floating high above
Taipei, Taiwan, on Sept. 26, 2021.
Zheng’s boss, Zheng Mingdian, is certain the two events are connected,
revealing a perhaps yearslong, high-altitude spying campaign by the People’s
Liberation Army across the world using a new form of lighter-than-air
technology.
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Japan, Taiwan and U.S. targeted by
Chinese surveillance balloons
·
Opaque fabric points to possible
innovation
“The high-altitude spying balloons in the news have been around a long
time, and [my] weather-agency colleagues took [pictures of] them two years
ago,” Zheng Mingdian, executive director of Taiwan’s weather service, wrote on
Facebook on Feb. 4. “Before that, there were photo records elsewhere, too, for
many years.”
The bizarre five-day, 2,000-mi. journey across the U.S. of China’s
apparent spy balloon revealed three important new insights: A Raytheon AIM-9X
Sidewinder-armed F-22 can shoot down a floating object above 60,000 ft., U.S.
officials believe Beijing has waged a yearslong aerial spying campaign with
high-altitude balloons, and some experts think the Chinese vessel reveals a
potential breakthrough of ultra-long-endurance, lighter-than-air technology.
The Lockheed Martin stealth fighter’s capability to down a high-altitude
balloon had never been tested or possibly even conceived, but the brazen
violation of U.S. airspace prompted President Joe Biden on Feb. 1 to order a
shoot-down attempt, White House officials say. Some criticized the decision to
allow the balloon to cross the U.S. landmass, but military officials insisted
the balloon’s surveillance capabilities posed no threat to national security.
Military analysts also gained ample time to study the alleged spycraft’s
behavior and emissions, while the fighter-pilot community ran simulations to
determine the best way to attack the unfamiliar target.
“I don’t know that they’ve tested [the] AIM-9 at that altitude,” says
Gen. Glen VanHerck, the head of North American Aerospace Defense Command. “I’m
not aware of any engagements against a high-altitude balloon such as this.”
The F-22 from the 27th Fighter Sqdn. did not act alone on Feb. 4.
Another F-22 flew armed and ready as backup in case the first shot missed. A
high-altitude balloon—even a 200-ft.-tall balloon—presents a challenging target
for a heat-seeking missile, with a dim thermal signature and a helium gas void
within the envelope. The F-22 appeared to aim instead for a 70-100-ft.-long
(20-30-m) horizontal truss dangling from a single line beneath the
balloon—VanHerck compared its length to an Embraer ERJ 135 or ERJ 145.
Ground-based civilian photography revealed that the structure carried 16 solar
panel arrays and three inboard stations or pods.
The heat generated by the electronic systems appeared to be enough to
provide a targeting lock for the imaging infrared seeker in the AIM-9X. The
height of the target—60,000-65,000 ft.—still required the missile to ascend
several thousand feet from a launch point at 58,000 ft., a senior defense
official says. The result was a perhaps unlikely first air-to-air kill against
a balloon by the U.S. Air Force’s premier fighter.
“I’m really incredibly proud of everybody that took part in this, but
the F-22 was remarkable,” VanHerck says.
Two U.S. Navy ships—the amphibious landing ship USS Carter Hall and the
survey ship USNS Pathfinder—are mapping and collecting pieces of the debris
from the balloon that now lie scattered over an approximately 1 mi. X 1-mi. box
about 50 ft. below the surface roughly 6 mi. off the South Carolina coast.
Sailors assigned to Explosive Ordnance Disposal Group
2 recovered the high-altitude surveillance balloon off the coast of Myrtle
Beach, South Carolina, Feb. 5. Credit: Mass Communication Specialist 1st
Class Tyler Thompson/U.S. Navy
In the age of hourly satellite overflights and relentless cyberattacks,
an inflated surveillance system slowly drifting over Alaska, Canada and the
continental U.S. appeared at first to stand as an unusual—inexplicable,
even—one-off event. But the story quickly grew as reports emerged of similar
balloon sightings around the world, including an ongoing balloon flight over
South America, previous incidents in East Asia that had gone unexplained and a
newly discovered trial of previous balloon flights over U.S. territory,
including Guam, Hawaii, Texas and Florida. Instead of a singular provocation, a
pattern has developed of Chinese spy flights by slow-moving high-altitude
balloons, which had gone apparently undetected by U.S. surveillance systems.
“I will tell you that we did not detect those threats, and that’s a
domain awareness gap that we have to figure out,” VanHerck says.
Although the previous overflights above U.S. soil had been missed, the
intelligence community kept track of China’s spying balloon campaign in other
parts of the world. Congress was briefed about the program in August, White
House spokeswoman Karine Jean-Pierre says.
“There has been a program that has been in effect,” Jean-Pierre adds.
“We have kept Congress abreast on that. But I don’t have anything more to say
or to share.”
In fact, the evidence for such a spy effort has been available in the
public domain for several years, but the shock of the U.S. overflight helped
bring it back into focus. In addition to high-altitude balloon sightings over
Taiwan in September 2021 and March 2022, Japanese government officials reopened
reviews of similar publicly reported overflights of Japan in June 2020 and
2021.
When a similarly spherical white balloon flew near Miyagi prefecture in
northeast Japan in 2020, photos of the object showed a perhaps earlier version
of the technology that entered the U.S. on Jan. 31. In that case, the dangling
support truss supported 24 solar panel arrays, payloads and a crosswise boom.
The latter appeared to include a set of outboard-mounted propellers. It was not
clear if the propulsive devices were being used to steer the balloon or the
structure housing the payload.
By contrast, images of the latest balloon captured by photographers on
the ground with telephoto zoom lenses appear to show a major evolution in the
design of the payload module, including one-third fewer solar panels, three
inboard payload modules and no clear evidence of any propellers.
Such long-distance visual evidence contrasted with remarks by John
Kirby, the National Security Council spokesman. “It had propellers,” Kirby
says. “It had a rudder, if you will, to allow it to change direction.” Civilian
photos provided no signs of a rudder aboard the balloon, and it is not clear
how such a control surface would help steer a spherical, slow-speed object.
Kirby also may have been speaking metaphorically about a rudder.
In any case, members in the high-altitude balloon community have
identified potentially significant technology advances exhibited by the Chinese
vessel.
The few examples of ultra-long-distance, high-altitude balloons, such as
Google’s canceled Loon project, share a few common traits: a pumpkin-shaped,
superpressure envelope, internal ballonet and translucent fabric.
The final item in that list is essential for regulating the temperature—and
therefore pressure—inside the helium envelope. A translucent fabric allows most
light to pass through the balloon without heating the helium gas inside.
But the Chinese balloon appeared to use an opaque fabric over a
pumpkin-shaped helium envelope. If confirmed, China’s program may have been the
first successful design to use a helium envelope covered by a fabric that
reflects the Sun’s energy rather than letting it pass through, says Dan Bowen,
a former balloon systems engineer at Project Loon. The result suggests a
breakthrough by creating a more efficient system to regulate temperature
without adding too much structural weight.
“I’m sure the rest of the world will quickly investigate this,” Bowen
says in an analysis released on Stratospheric Balloon Science, his YouTube
channel.
The most advanced ultra-long-endurance, high-altitude balloons seldom
use propellers for directional control. Instead, such aircraft pump regular air
into an internal ballonet envelope to descend or release the air to climb,
Bowen says. Altitude adjustments are made to find wind currents moving in other
directions. The system provides a limited capability for directional control.
U.S. researchers have worked on similar technology with the Strat-OAWL
(stratospheric optical autocovariance wind lidar) device, which Ball Aerospace
flew on DARPA’s Adaptable Lighter-Than-Air (ALTA) balloon in 2019. ALTA was
aimed at demonstrating a high-altitude, lighter-than-air vehicle capable of
windborne navigation over extended ranges and, according to DARPA, could
navigate without independent propulsion by changing altitudes in excess of
75,000 ft.
A key element of ALTA was development of a Winds Aloft Sensor, which in
the case of the DARPA project could send real-time stratospheric wind measurements
back to the ground. The Ball Strat-OAWL system, which dates back as far as 2004
to proof-of-concept hardware efforts, is designed to measure winds from aerosol
backscatter at the 355-nanometer or 532-nanometer wavelengths.
Meanwhile, the debris recovery effort also may help answer questions
about the capabilities of the Chinese balloon’s alleged surveillance payload.
The decision to allow the balloon to cross the U.S. before shooting it down was
based on a military assessment that the onboard sensors provided no threat,
Kirby says.
“The time that we had to study this balloon over the course of a few
days last week we believe was important and will give us a lot more clarity not
only on the capabilities that these balloons have, but what China’s trying to
do with them,” he says.
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